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  1. In observance of Memorial Day, UBS Financial Services Inc. (UBS) and the New York and NASDAQ Stock Exchanges will be closed on Monday, May 27, 2024. The UBS One Source website will continue to be available throughout the entire observance. UBS Service Center representatives will be available on Tuesday, May 28, 2024.
  2. Important Note: FINRA, one of the U.S. broker dealer regulators, is enacting a new rule that requires all transactions in a brokerage account be reported to FINRA CAT with a unique identifier. That identifier must be a government issued number (FTIN, Driver s License Number, Passport Number, Other Government-issued ID). The compliance date for this regulation is May 31, 2024. If you are outside the United States and unable to supply your identifier upon website login once the functionality is enabled (which will be prior to May 31, 2024), you may contact the UBS Service Center for any account assistance, access to account documentation and for any CAT related questions.
  1. Please note: U.S. securities laws and the Axalta Insider Trading Policy prohibit trading in Axalta securities if you have material nonpublic information regarding Axalta. Material non-public information is information that is not yet known to the public
    and that a reasonable investor might consider important in making an investment decision. It can include financial forecasts, product plans, inventions or discoveries, executive personnel changes and mergers and acquisitions. Compliance with the Insider
    Trading Policy and U.S. securities laws is your responsibility. Please refer to the Insider Trading Policy for additional information and do not hesitate to contact a member of the Legal Department if you have any questions.
  2. Your initial Username is now your Axalta Enterprise ID. You can locate your Enterprise ID in Outlook by clicking on the Address Book; searching your name and opening your record and navigating to the Phone/Notes tab. Your EID is listed in the Notes section. Please be aware you may have to scroll to the bottom of the dialogue box to view the ID. Upon entering this for the first time, you will be asked to create a new custom user name to be used for all future website visits. If you are unable to loginto the system, please contact totalrewards@axalta.com and they will assist you.
View FINRA BrokerCheck Information