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  1. In observance of Memorial Day, UBS Financial Services Inc. (UBS) and the New York and NASDAQ Stock Exchanges will be closed on Monday, May 27, 2024. The UBS One Source website will continue to be available throughout the entire observance. UBS Service Center representatives will be available on Tuesday, May 28, 2024.
  2. Important Note: FINRA, one of the U.S. broker dealer regulators, is enacting a new rule that requires all transactions in a brokerage account be reported to FINRA CAT with a unique identifier. That identifier must be a government issued number (FTIN, Driver s License Number, Passport Number, Other Government-issued ID). The compliance date for this regulation is May 31, 2024. If you are outside the United States and unable to supply your identifier upon website login once the functionality is enabled (which will be prior to May 31, 2024), you may contact the UBS Service Center for any account assistance, access to account documentation and for any CAT related questions.
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